Clause 29 - Compliance with Undertakings
Clause
When an undertaking has been given in relation to a ruling under the Code, the company concerned must ensure that it complies with that undertaking.
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Applicable Code year
Applicable Code year
Please check the date of the Code that applies to the Case that you are looking at. The date of the complaint may vary from the activity/material alleged to have been in breach.
AUTH/3199/5/19 - Pharmacosmos v Vifor
Breach: 2, 29
Applicable Code:
2019
Received: 15 May 2020
Completed: 25 January 2024
AUTH/3565/10/21 and AUTH/3566/10/21 - Voluntary admission by Otsuka Europe and Otsuka UK
Breach: 2, 9.1, 29
Applicable Code:
2019
Received: 01 October 2021
Completed: 16 February 2022
AUTH/3489/3/21 - Voluntary admission by Otsuka (Europe)
Breach: 2, 9.1, 29
Applicable Code:
2019
Received: 11 March 2021
Completed: 04 January 2022
AUTH/3499/4/21 - Complainant v Daiichi Sankyo
Breach: 4.1, 9.1, 14.1, 26.1, 26.2, 28.1, 28.3, 29
No breach: 2, 26.3
Applicable Code:
2019
Received: 02 April 2021
Completed: 06 December 2021
AUTH/3502/4/21 - Complainant v Daiichi Sankyo
Breach: 4.1, 7.10, 9.1, 14.1, 26.1, 26.2, 28.1, 28.3, 29
No breach: 2, 26.3
Applicable Code:
2019
Received: 10 April 2021
Completed: 06 December 2021
AUTH/3480/3/21 - Complainant v GlaxoSmithKline
Breach: 9.1, 29
No breach: 2, 29
Received: 01 March 2021
Completed: 04 November 2021
AUTH/3407/10/20 - Ferring/Director v Pharmasure
Breach: 2, 29
Applicable Code:
2019
Received: 26 October 2020
Completed: 19 February 2021
AUTH/3375/8/20 - Voluntary admission by Daiichi-Sankyo
AUTH/3375/8/20 - Voluntary admission by Daiichi-Sankyo
Breach: 2, 9.1, 24.1, 24.4, 29
Applicable Code:
2019
Received: 28 August 2020
Completed: 12 February 2021
AUTH/3308/2/20 - Anonymous/Director v GlaxoSmithKline
Breach: 2, 4.1, 4.4, 4.6, 9.1, 29
No breach: 2, 4.1, 4.6, 12.1, 9.1, 28.6
Applicable Code:
2019
Received: 11 February 2020
Completed: 17 September 2020
AUTH/3250/10/19 - Lilly/Director v Janssen
Breach: 2, 3.2, 9.1, 29
Applicable Code:
2019
Received: 04 October 2019
Completed: 03 August 2020
AUTH/3219/6/19 and AUTH/3220/6/19 - Voluntary admission from Otsuka Europe and Otsuka UK
Breach: 2, 4.1, 9.1, 29
No breach: 4.1
Applicable Code:
2019
Received: 25 June 2019
Completed: 03 July 2020
AUTH/3282/11/19 - ViiV/Director v Gilead
Breach: 2, 9.1, 29
Applicable Code:
2019
Received: 21 November 2019
Completed: 29 January 2020
AUTH/3892/4/24 - Complainant/Chief Executive v AstraZeneca
Breach: 3.1, 9.1, 14.1
No breach: 2, 3.1, 9.1, 14.1, 26.1, 29
Applicable Code:
2019
Received: 16 April 2024
Completed: 06 May 2025
AUTH/3888/4/24 - Complainant/Chief Executive v Pfizer
Breach: 2, 3.1, 7.2, 9.1, 3.3
No breach: 7.2, 7.9, 29
Applicable Code:
2019
Received: 15 April 2024
Completed: 14 April 2025
AUTH/3524/6/21 - Complainant/Director v GlaxoSmithKline
No breach: 2, 3.1, 9.1, 26.1, 29
Applicable Code:
2019
Received: 22 June 2021
Completed: 15 September 2022
AUTH/3514/5/21 - Ex-employee v AstraZeneca
Breach: 9.1, 23.1
No breach: 2, 3.1, 4.1, 8.1, 8.2, 9.1, 12.1, 12.2, 14.1, 16.1, 18.1, 23.1 , 29
Applicable Code:
2019
Received: 24 May 2021
Completed: 09 August 2022
AUTH/3501/4/21 - Complainant v Leo
Breach: 3.2, 7.2, 7.4, 9.1
No breach: 2, 3.2, 7.2, 7.4, 7.6, 7.9, 29
Applicable Code:
2019
Received: 09 April 2021
Completed: 27 January 2022
AUTH/3430/11/20 - Complainant v AstraZeneca
Breach: 2, 3.1, 9.1
No breach: 2, 26.1, 29
Applicable Code:
2019
Received: 24 November 2020
Completed: 14 December 2021
AUTH/3507/5/21 and AUTH/3513/5/21 - Complainant v Daiichi-Sankyo
Breach: 26.1, 26.2
No breach: 2, 7.2, 7.4, 9.1, 11.1, 29
Applicable Code:
2019
Received: 03 May 2021
Completed: 06 December 2021
AUTH/3431/11/20 - Complainant v Allergan
Breach: 2, 9.1, 26.1
No breach: 2, 9.1, 26.1, 29
Applicable Code:
2019
Received: 20 November 2020
Completed: 29 October 2021
AUTH/3470/2/21 - Complainant v GlaxoSmithKline
No breach: 2, 3.2, 4.1, 4.4, 6.2, 7.2, 7.4, 9.1, 29
Applicable Code:
2019
Received: 08 February 2021
Completed: 29 July 2021
AUTH/3421/11/20 - Complainant v Novartis
Breach: 4.3, 9.1, 14.1, 26.1, 26.2
No breach: 2, 26.3, 29
Applicable Code:
2019
Received: 13 November 2020
Completed: 22 July 2021
AUTH/3299/1/20 - Complainant v Novo Nordisk
Breach: 2, 9.1, 7.2, 15.1, 15.9, 26.2
No breach: 2, 3.2, 4.1, 7.3, 7.4, 7.9, 9.1, 14.1, 14.3, 14.5, 15.2, 16.1, 18.1, 18.2, 29
Applicable Code:
2019
Received: 19 January 2020
Completed: 15 July 2020
AUTH/3236/8/19 - Health professional v Merck Sharp & Dohme
Breach: 2, 7.2, 9.1, 24.1
No breach: 2, 9.1, 29
Applicable Code:
2019
Received: 14 August 2019
Completed: 20 January 2020
